Tate Private Wealth Advisers (Tate) requires that you provide current and accurate financial and personal information. Tate will protect the information you have provided in a manner that is safe, secure and professional. Tate and its employees are committed to protecting your privacy and to safeguarding that information.
We collect non-public customer data in checklists, forms, in written notations, and in documentation provided to us by our customers for evaluation, registration, licensing or related consulting services. We also create internal lists of such data.
During regular business hours access to customer records is monitored so that only those with approval may access the files. During hours in which the company is not in operation, the customer records will be locked.
No individual who is not so authorized shall obtain or seek to obtain personal and financial customer information. No individual with authorization to access personal and financial customer information shall share that information in any manner without the specific consent of a firm principal. Failure to observe Tate Wealth Management procedures regarding customer and consumer privacy will result in discipline and may lead to termination.
Tate Wealth Management is committed to the protection and privacy of its customers’ and consumers’ personal and financial information. Tate Wealth Management will not share such information with any affiliated or nonaffiliated third party except:
When necessary to complete a transaction in a customer account, such as with the clearing firm or account custodians;
It is not a policy of Tate Wealth Management to share nonpublic personal and financial information with affiliated or unaffiliated third parties except under the circumstances noted above. Since sharing under the circumstances noted above is necessary to service customer accounts or is mandated by law, there are no allowances made for clients to opt out.